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excavation procedures
Generated on: August 9, 2025

Excavation Safety: Shoring, Sloping, and Trenching

This document outlines safe work practices and hazard controls for excavation procedures, focusing on shoring, sloping, and trenching safety. It is essential to understand and implement these practices to prevent cave-ins, equipment-related incidents, and other excavation hazards.

General Excavation Safety Procedures

  • Competent Person: A 'competent person' must inspect excavations daily and before work begins, identifying potential hazards and ensuring protective systems are in place.
  • Utility Location: Before digging, identify and locate any underground utilities to prevent damage and potential electrocution or explosions.
  • Emergency Procedures: Establish and communicate emergency procedures, including contact information for emergency services and evacuation routes.
  • Fall Protection: Provide fall protection systems (e.g., guardrails, safety nets, or personal fall arrest systems) for excavations 4 feet (1.2 meters) or more in depth.
  • Equipment Safety: Inspect excavation equipment daily for defects. Ensure equipment operators are trained and competent. Keep equipment away from the edge of the excavation to prevent collapses.
  • Confined Space Entry: If the excavation meets the definition of a 'confined space', implement confined space entry procedures, including air monitoring, ventilation, and rescue planning. Follow safety procedures for confined space entry.
  • Personal Protective Equipment (PPE): Ensure workers wear appropriate PPE, including hard hats, safety glasses, high-visibility clothing, and steel-toe boots.
  • Safe Access and Egress: Provide safe access and egress to and from the excavation, such as ladders, ramps, or stairs, spaced no more than 25 feet (7.6 meters) apart.
  • Slips, Trips, and Falls: Practice safety procedures for avoiding slips, trips, and falls
  • Shift Work: Follow a recommended shift work pattern, and know the associated hazards.

Shoring Systems

  • Design and Installation: Shoring systems must be designed by a qualified engineer and installed according to the manufacturer's specifications.
  • Types of Shoring: Common types of shoring include timber shoring, aluminum hydraulic shoring, and steel sheet piling. Select the appropriate shoring system based on soil type, excavation depth, and site conditions.
  • Inspection: Inspect shoring systems daily for damage or displacement. Repair or replace damaged components immediately.
  • Installation Sequence: Install shoring from the top down as the excavation progresses. Never excavate below the bottom of the shoring system.
  • Removal: Remove shoring from the bottom up after backfilling. Ensure the backfilling operation does not create instability.
  • Safety Support: ALWAYS use a safety support or brace when working on, under, or around the machine or forks.

Sloping and Benching

  • Soil Classification: Classify soil types (e.g., stable rock, Type A, Type B, Type C) to determine the allowable slope. Refer to OSHA regulations for specific slope requirements.
  • Maximum Allowable Slopes: Follow maximum allowable slope ratios for different soil types. For example, a stable rock excavation may have vertical walls, while a Type C soil excavation may require a 1.5:1 slope (horizontal:vertical).
  • Benching Systems: Use benching systems in stable rock or Type A soil. Ensure benches are wide enough to prevent sliding or collapse.
  • Inspection: Inspect slopes and benches daily for signs of instability, such as cracks, bulges, or sloughing. Correct any unsafe conditions immediately.
  • Water Control: Prevent water from accumulating in the excavation, as water can destabilize slopes. Use dewatering systems or diversion ditches as needed.

Trenching Safety

  • Protective Systems: Use shoring, sloping, or trench boxes to protect workers in trenches. A trench is defined as a narrow excavation that is deeper than it is wide, and no wider than 15 feet (4.6 meters).
  • Trench Boxes: Ensure trench boxes are properly sized and installed. Do not allow workers to remain in a trench box while it is being moved.
  • Atmospheric Testing: If there is a potential for hazardous atmospheres (e.g., low oxygen, toxic gases), test the air quality before entry and continuously monitor it during work.
  • Confined Space Hazards: Practice safety procedures for confined space entry
  • Spoil Pile Placement: Place spoil piles (excavated soil) at least 2 feet (0.6 meters) away from the edge of the trench to prevent it from falling back into the excavation.
  • Vibration: Be aware of any vibration.
  • Underground Installations: Know the location of any underground installations.

Additional Safety Considerations

  • Traffic Control: Implement traffic control measures to protect workers from vehicle traffic. Use barricades, signs, and flaggers as needed.
  • Night Work: Provide adequate lighting for night work. Ensure workers wear reflective clothing.
  • Weather Conditions: Monitor weather conditions and suspend excavation work during heavy rain, snow, or other hazardous weather.
  • Equipment Maintenance: Practice safe maintenance.
  • Personal Hygiene: After working with raw sewage or soil, wash immediately with soap and water. Do not use solvents to wash your hands as the solvents can cause irritation that may lead to skin infections. Learn more about handwashing and the risk of infections.
  • Unauthorized Modifications: Unauthorized modifications to machine may impair the safety, machine function and/or affect machine life.

Safe work procedures are the safest way of doing a job, job instruction, monitoring performance, and incident investigation. Job safety analysis (JSA), also known as 'job hazard analysis', is the first step in developing the correct procedure. In this analysis, each task of a specific job is examined to identify hazards and to determine the safest way to do the job. [1]

Job safety analysis involves the following steps: [1]

  1. Select the job.
  2. Break down the job into a sequence of steps.
  3. Identify the hazards.
  4. Define preventive measures.

[1]

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Important Safety Note:

Always verify safety information with your organization's specific guidelines and local regulations.

References

Page links are approximate
[1]↑

Health and Safety Program - General Elements

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