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Perform a risk assessment for excavation work

Generated on: June 18, 2025

Here is a risk assessment for excavation work:

  1. Cave-ins: This is a major hazard in excavation work.

    • Risk: Could lead to serious injury or death. [1]
    • Control Measures:
      • Implement adequate protective systems such as sloping, benching, shoring, or shielding 2, 6, 14.
      • Ensure a competent person inspects the excavation daily and after any hazard-increasing event 6, 15.
      • Remove employees from the hazardous area if a potential cave-in is identified until safety precautions are taken [1].
  2. Underground Utilities: Striking underground utilities can cause electrocution, explosions, or flooding 5, 12.

    • Risk: Electrocution, burns, explosions, property damage.
    • Control Measures:
      • Determine the estimated location of utilities before excavating 5, 12.
      • Contact utility companies to establish the exact location of underground installations [2].
      • Use safe digging practices, including hand digging when near utilities [3].
      • Protect, support, or remove underground installations as necessary 5, 12.
  3. Water Accumulation: Accumulated water can lead to cave-ins, instability, and drowning 2, 13.

    • Risk: Drowning, cave-in, trench collapse.
    • Control Measures:
      • Prevent water accumulation using water removal equipment, diversion ditches, or dikes 2, 13.
      • If water is present, use support or shield systems, or safety harnesses and lifelines 2, 13.
      • A competent person should monitor water removal equipment 2, 13.
  4. Falling Loads and Equipment: Workers can be struck by falling loads or equipment operating near the excavation 7, 18.

    • Risk: Injury from falling objects or equipment.
    • Control Measures:
      • Do not allow employees under loads handled by lifting or digging equipment 7, 18.
      • Use warning systems for mobile equipment near the excavation edge 7, 18.
      • Keep materials and equipment at least 2 feet from the edge of excavations or use retaining devices [1].
  5. Hazardous Atmospheres: Excavations, especially in landfills or near stored substances, may contain hazardous atmospheres 7, 18.

    • Risk: Exposure to harmful contaminants, oxygen deficiency, explosion.
    • Control Measures:
      • Test the atmosphere before entry, especially in excavations deeper than 4 feet 7, 18.
      • Provide proper respiratory protection or ventilation 13, 18.
      • Ensure adequate precautions to prevent exposure to hazardous atmospheres [4].
  6. Falls: Workers can fall into excavations [5].

    • Risk: Injury from falls.
    • Control Measures:
      • Provide walkways with guardrails where employees cross over excavations, especially if the walkway is 6 feet or more above lower levels 6, 15.
      • Use stairways, ladders, or ramps for safe egress, ensuring no more than 25 feet of lateral travel in trenches 4 feet or deeper 7, 18.
  7. Falling Rock or Soil: Loose rock or soil can fall from the excavation face [1].

    • Risk: Injury from falling debris.
    • Control Measures:
      • Scale the excavation face to remove loose material 6, 8.
      • Install protective barricades to contain falling material [1].
  8. Confined Space Hazards: Excavations can sometimes present confined space hazards [6].

    • Risk: Asphyxiation, exposure to toxic substances.
    • Control Measures:
      • Identify potential confined space hazards [6].
      • Implement confined space entry procedures, including testing, ventilation, and rescue plans [6].
  9. Stability of Adjacent Structures: Excavation can endanger the stability of nearby structures [7].

    • Risk: Collapse of adjacent structures.
    • Control Measures:
      • Provide support systems like shoring, bracing, or underpinning [7].
      • Ensure a registered professional engineer approves work that could affect structural stability [1].
  10. Traffic Hazards: Workers may be exposed to vehicular traffic 7, 18.

    • Risk: Struck by vehicles.
    • Control Measures:
      • Provide and require the use of warning vests or high-visibility garments 7, 18.
      • Implement traffic control measures 7, 18.

Monitoring and Review:

  • Regularly inspect the excavation, adjacent areas, and protective systems 6, 15.
  • Review the risk assessment periodically and update as necessary.
  • Ensure a competent person is always on site to monitor conditions and implement corrective actions 6, 9.

Important Safety Note:

Always verify safety information with your organization's specific guidelines and local regulations.

References

Page links are approximate
[1]↑

Safety and Health Regulations for Construction (OSHA)

Open Document

Page 96

[2]↑

Safety and Health Regulations for Construction (OSHA)

Open Document

Page 93

[3]↑

Occupational Health and Safety Regulations, 2020 (Sask. Reg. 10/2020)

Open Document

Page 143

[4]↑

Rules for the Administration of the Oregon Safe Employment Act (Construction, Division 3, OSHA Oregon)

Open Document

Page 703

[5]↑

Rules for the Administration of the Oregon Safe Employment Act (Construction, Division 3, OSHA Oregon)

Open Document

Page 705

[6]↑

Occupational Health and Safety Regulations, 2020 (Sask. Reg. 10/2020)

Open Document

Page 148

[7]↑

Safety and Health Regulations for Construction (OSHA)

Open Document

Page 95

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